Financial Services: Authorisation, Supervision and Enforcement

This new book presents a detailed and in-depth study of the enforcement regime administered by the Financial Services Authority. The work is an invaluable guide for litigators advising those affected by the regime, as well for those who hold a position of responsibility within investment firms who need to understand the purpose of the detailed and complex regulatory requirements to which firms are subject. It also assists those setting out to obtain authorised status as investment firms by providing a guide to the processes.